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A HEALTHCARE COST CALCULATOR FOR OLDER PATIENTS OVER THE FIRST
                                    YEAR AFTER RENAL TRANSPLANTATION



                                               1
                                                                 1
                                          Rui Fu ; Nicholas Mitsakakis ; Peter C. Coyte 1
                         1 Institute of Health Policy, Management and Evaluation, University of Toronto, Canada




                              ABSTRACT                        Multiple clinical decision aids have been developed to help
                                                              inform  patients,  families  and  the  health  system  about
           Forecasting   tools   that   accurately   predict   post-  possible outcomes once patients have received a transplant.
           transplantation  healthcare  use  of  older  end-stage  renal   Patzer et al. [8] from Atlanta, Georgia, US have developed
           disease  (ESRD)  patients  are  needed  at  the  time  of   iChoose  Kidney  (http://ichoosekidney.emory.edu/),  a  risk
           transplantation in order to ensure smooth care delivery in   calculator  that  provides  individualized  one  and  three-year
           the  post-transplant  period.  We  addressed  this  need  by   mortality  estimates  for  dialysis  or  transplantation.  The
           developing  a  machine-learning-based  calculator  that   calculator  is  based  on  conventional  multivariate  logistic
           predicts  the  cost  of  healthcare  for  older  recipients  of  a   regression  models  applied  to  large  person-level  records
           deceased-donor  kidney  over  the  first  year  following   extracted from the US Renal Disease System (USRDS) and
           transplantation.  Regression  tree  and  regularized  linear   has been validated outside of the US (in Ontario, Canada [9])
           regression  methods,  including  ridge  regression,  lasso   with acceptable performance.
           regression and elastic net regression were explored on all
           cases  of  deceased-donor  renal  transplants  performed  for   For patients undergoing transplantation, surprisingly, little
           patients aged over 60 in Ontario, Canada between March 31,  effort has been made to understand their imminent use of
           2002  and  April  31,  2013  (N=1328),  The  optimal  model   healthcare  services  after  transplantation,  especially  during
           (lasso) identified age, membership of one of 14 regionalized   the first post-transplant year, a high-risk period marked by
           Local Health Integration Networks, blood type, sensitization,  elevated rates of hospitalization and intensive use of care [7].
           having  diabetes  as  the  primary  case  of  ESRD,  total   This  is  an  urgent  gap  in  healthcare  planning  since  renal
           healthcare costs in the 12-month pre-workup period and the   transplant recipients, especially those aged over 60, require
           6-month workup period to be inputs to the cost calculator.  care planning immediately after surgery to ensure optimal
           This cost calculator, in conjunction with clinical outcome  outcomes.  Hence,  predictive  tools  are  required  to  foresee
           information,  will  aid  health  system  planning  and  their use of healthcare after transplantation using information
           performance to ensure better management of recipients of  available at the time of transplant.
           scarce kidneys.
                                                              Recent years have witnessed exponential growth of machine-
            Keywords –healthcare costs, health economics, machine   learning  applications  in  healthcare  [10]–[13],  including
                         learning, renal transplant           studies of organ transplantation [10], [12], [13]. Haddad et al.
                                                              [10] used  machine-learning  methods  to  predict  the  total
                         1.  INTRODUCTION                     hospital cost of liver transplant recipients at one-year after
                                                              transplant, and found comorbidities to be the most significant
           End-stage  renal  disease  (ESRD)  is  the  terminal  stage  of   drivers of high cost. However, their study is limited by the
           chronic kidney disease [1]. At this stage, patients have lost at   hospital setting and short observational window (from 2011
           least 85% of renal function and require immediate initiation   to 2012). Furthermore, their use of the Charlson Comorbidity
           of renal replacement therapy, whether by lifelong dialysis or   Index  and  van  Walraven  Score,  both  ordinal  measures  of
           renal  transplantation,  to  sustain  life  [1].  Compared  with   comorbidities,  impeded  their  ability  to  unveil  potential
           dialysis, transplantation is preferred for most patients since   associations between the use of healthcare and specific types
           it improves health outcomes in the long run at substantially   of  comorbid  conditions.  Additionally,  the  optimal  model
           lower costs [2], [3]. However, unless patients can identify a   estimated in their study (Support Vector Machine with linear
           medically compatible living donor at the time of diagnosis,   kernel) does not directly identify a set of cost predictors.
           they must wait for a kidney from a deceased donor, a scarce
           healthcare  resource.  Average  waiting  time  in  the  US  and   In the present study, we used machine-learning methods to
           Canada has exceeded five and four years, respectively, in   develop  a  calculator  that  predicts  the  healthcare  costs  of
           recent  years  [4],  [5].  Meanwhile,  transplantation  has   deceased-donor  renal  transplant  recipients  aged  over  60
           extremely high upfront costs to the healthcare system, which   during  the  first  year  after  transplant  using  patient-level
           may  not  pay  off  until  decades  after  transplantation,   characteristics known at the time of transplantation. To the
           especially for older recipients [6], [7].          best of our knowledge, this is the first investigation that uses





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