Page 51 - ITU Journal Future and evolving technologies Volume 2 (2021), Issue 5 – Internet of Everything
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ITU Journal on Future and Evolving Technologies, Volume 2 (2021), Issue 5







           RF‑BASED LOW‑SNR CLASSIFICATION OF UAVS USING CONVOLUTIONAL NEURAL NETWORKS

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                                          Ender Ozturk , Fatih Erden , Ismail Guvenc 1
                      1 Electrical and Computer Engineering, NC State University, Raleigh, NC 27606, United States
                                             NOTE: Ender Ozturk, eozturk2@ncsu.edu


          Abstract  –  Unmanned Aerial Vehicles (UAVs),  or drones,  which can be considered as a coverage extender for Internet of
          Everything (IoE), have drawn high attention recently.  The proliferation of drones will raise privacy and security concerns
          in public.  This paper investigates the problem of classi ication of drones from Radio Frequency (RF)  ingerprints at the low
          Signal‑to‑Noise Ratio (SNR) regime. We use Convolutional Neural Networks (CNNs) trained with both RF time‑series images
          and the spectrograms of 15 different off‑the‑shelf drone controller RF signals. When using time‑series signal images, the CNN
          extracts features from the signal transient and envelope.  As the SNR decreases, this approach fails dramatically because the
          information in the transient is lost in the noise, and the envelope is distorted heavily. In contrast to time‑series representation
          of the RF signals, with spectrograms, it is possible to focus only on the desired frequency interval, i.e., 2.4 GHz ISM band, and
           ilter out any other signal component outside of this band.  These advantages provide a notable performance improvement
          over the time‑series signals‑based methods.  To further increase the classi ication accuracy of the spectrogram‑based CNN,
          we denoise the spectrogram images by truncating them to a limited spectral density interval.  Creating a single model using
          spectrogram images of noisy signals and tuning the CNN model parameters,  we achieve a classi ication accuracy varying
          from 92% to 100% for an SNR range from –10 dB to 30 dB, which signi icantly outperforms the existing approaches to
          our best knowledge.
          Keywords  –  Convolutional neural networks (CNN), low SNR regime, RF  ingerprinting, spectrogram, UAV classi ication


          1.  INTRODUCTION                                     criminal  activities  recently  with  drones  involved,  and
                                                               their small sizes make it dif icult to detect, classify, and
          Unmanned  aerial  vehicles  (UAVs)  or  drones  have  re‑   interdict  them  [6,  7].  Latest  surveys  also  demonstrate
          cently gained a great deal of interest among researchers   that  75%  of  the  subjects  exhibit  privacy  and  security
          due  to  unrivaled  commercial  opportunities  in  various   concerns  about  all  unmanned  aerial  use  cases  [8].  In
           ields, such as wireless communications, logistics, deliv‑   this  regard,  Federal  Aviation  Agency  (FAA)  of  the
          ery,  search  and  rescue,  smart  agriculture,  surveillance,   United  States  recently announced a Proposed Rule that
          among others [1].  In addition, the recent COVID‑19 out‑
                                                               elaborates  the  future action that would require remote
          break  revealed  the  importance  of  remote  operations  in
                                                               identi ication of unmanned  aircraft  systems  to  address
          every  aspect  of  life,  which  may  accelerate  social  accep‑
                                                               safety  and  security concerns [9].  UAVs can be identi ied
          tance  of  drone  use  cases  such  as  delivery  of  goods  and
                                                               through  a  set  of  features that uniquely represent them.
          medication [2, 3, 4].  With the new advances in airspace
                                                               These  features  can  be  extracted  from  various  data
          regulations and drone‑related technologies, it is expected
                                                               sources,  such  as  visual  data,  acoustic,  RF,  or  radar
          that there will be more and more UAVs in the skies for var‑
                                                               signals.  Each  of  these  source  types  has  its  own  pros
          ious use cases, sharing the airspace with other aerial ve‑
                                                               and  cons  which  we  will  review  in  the next section.  Our
          hicles [5]. The increase in daily drone usages can be con‑   contributions with this work are summarized below.
          sidered in the context of The Internet of Everything (IoE),
          a broader term than Internet of Things (IoT), aiming to   • In this study, we develop a Convolutional Neural Net‑
          include the entire realm of information sources and des‑   work (CNN)‑based classi ier using both time‑series
          tinations in one paradigm.                               signal images and spectrogram images of 15 differ‑
                                                                   ent drone controller RF signals to classify drones
          Innate advantages of UAVs that make them popular, such   of different makes and models. These signals are
          as ease of operation and low cost, could also be consid‑   transmitted by proprietary circuit designs and con‑
          ered  as  major  disadvantages  from  security  and  privacy   tain distinct  ingerprints of commercially available
          perspectives. This motivates detection, classi ication, and   drones; they can be exploited by a machine learn‑
          tracking of different types of UAVs,  and interdicts unau‑   ing model to classify the make and model of the
          thorized or malicious UAVs to maintain privacy and secu‑   drone. We use controller signals as the data set [27]
          rity. Classi ication of UAVs can also be critical for forensics   was already in possession; however, the proposed
          use cases, e.g.  for identifying a UAV after a malicious ac‑   approach can also be directly applied to the sig‑
          tivity (e.g.  eavesdropping, espionage) based on the cap‑   nals transmitted from drones to their controllers. A
          tured  signals  of  the  UAV.  There  have  been  many    lowchart of the overall procedure is given in Fig. 1.





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