Page 45 - ITU Journal Future and evolving technologies Volume 2 (2021), Issue 6 – Wireless communication systems in beyond 5G era
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ITU Journal on Future and Evolving Technologies, Volume 2 (2021), Issue 6







                                         DEEP EXTENDED FEEDBACK CODES

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              Anahid Robert Safavi , Alberto G. Perotti , Branislav M. Popović , Mahdi Boloursaz Mashhadi , Deniz Gündüz 2
               1 Radio Transmission Technology Laboratory, Huawei Technologies Sweden AB, Kista 164‑94, Sweden,
          2 Information Processing and Communications Laboratory, Department of Electrical and Electronic Engineering, Imperial
                                            College London, London SW7 2BT, U.K.
                               NOTES: Corresponding author: Alberto G. Perotti, alberto.perotti@huawei.com
                  Anahid Robert Safavi is now with the Wireless Network Algorithm Laboratory, Huawei Technologies Sweden AB.



          Abstract – A new Deep Neural Network (DNN)‑based error correction encoder architecture for channels with feedback,
          called Deep Extended Feedback (DEF), is presented in this paper. The encoder in the DEF architecture transmits an informa‑
          tion message followed by a sequence of parity symbols which are generated based on the message as well as the observations
          of the past forward channel outputs sent to the transmitter through a feedback channel. DEF codes generalize Deepcode [1]
          in several ways: parity symbols are generated based on forward channel output observations over longer time intervals in
          order to provide better error correction capability; and high‑order modulation formats are deployed in the encoder so as to
          achieve increased spectral ef iciency. Performance evaluations show that DEF codes have better performance compared to
          other DNN‑based codes for channels with feedback.

          Keywords – Deep learning, error correction, feedback, ultra‑reliable

          1.   INTRODUCTION                                                      no-
                                                               toriously    icult  problem.  Several  coding  methods  for
          The  ifth generation (5G) wireless cellular networks’ New
                                                               channels with feedback have been proposed;  see for ex‑
          Radio  (NR)  access  technology  has  been  recently  speci‑
                                                               ample [7,8,9,10,11].  However, all known solutions either
                    rd
           ied by the 3 Generation Partnership Project (3GPP). NR
                                                               do not approach the performance predicted in [6] or ex‑
          already    ills  demanding  requirements  of  throughput,
                                                               hibit  unaffordable  complexity.  Promising  progress  has
          reliability  and  latency.  However,  new  use  cases  stem‑
                                                               been made recently by applying Machine Learning (ML)
          ming from new  application  domains  (such  as  industrial
                                                               methods [1], where both encoder and decoder are imple‑
          automation, vehicular communications or medical appli‑
                                                               mented as two separate Deep Neural Networks (DNNs).
          cations) call for further signi icant enhancements. For in‑
                                                               The  DNNs’    icients  are  determined  through  a  joint
          stance, some typical Industrial Internet of Things (IIoT)
                                                               encoder‑decoder  training  procedure  whereby  encoder
          applications  would  need  considerably  higher  reliability
                                                               and decoder in luence each other.  In that sense, the cho‑
          and shorter transmission delay compared to what 5G/NR   sen decoder structure has impact on the resulting code –
          can provide nowadays.
                                                               a previously unseen feature. Known DNN‑based feedback
                                                               codes [1] use different recurrent Neural Network (NN) ar‑
          Error correction coding is a key physical layer functional‑
                                                               chitectures, Recurrent NNs (RNNs) and Gated Recurrent
          ity for guaranteeing the required performance levels.  In
                                                               Units (GRUs) are used in [1];  Long‑Short Term Memory
          conventional  systems,  error  correction  is  accomplished
                                                               (LSTM) architectures have been mentioned in a preprint
          by linear binary codes such as polar codes [2], Low Den‑   of [1] as a potential alternative to RNNs for the encoder.
          sity Parity Check (LDPC) codes [3] or turbo codes [4], pos‑
          sibly combined with retransmission mechanisms such as   A new DNN‑based code for channels with feedback called
          Hybrid Automatic Request (HARQ) [5].  HARQ performs   Deep Extended Feedback (DEF) code is presented in this
          an initial transmission followed by a variable number of   paper.  The  encoder  transmits  an  information  message
          subsequent  incremental  redundancy  transmissions  un‑   followed by a sequence of parity symbols which are gen‑
          til the receiver noti ies successful decoding to the trans‑   erated based on the message and on observations of the
          mitter.  Short  Acknowledgment  (ACK)  or  Negative  ACK   past forward channel outputs obtained through the feed‑
          (NACK) messages are sent through a feedback channel in   back channel. Known DNN‑based codes for channels with
          order to inform the transmitter about decoding success.   feedback [1] compute their parity symbols based on the
          By usage of simple ACK/NACK feedback messages,  con‑   information message and on the most recent information
          ventional HARQ practically limits the gains that could po‑   received through the feedback channel.  The DEF code is
          tentially be obtained by an extensive and more ef icient   based on feedback extension, which consists of extending
          use of the feedback channel.  Codes that make full use of   the encoder input so as to comprise delayed versions of
          feedback potentially achieve improved performance com‑   feedback signals. Thus, the DEF encoder input comprises
          pared to conventional codes, as predicted in [6].    the  most  recent  feedback  signal  and  a  set  of  past  feed‑
                                                               back  signals  within  a  given  time  window.  A  similar



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