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gTLD-MoU - February 28, 1997
ESTABLISHMENT OF A MEMORANDUM OF UNDERSTANDING ON THE GENERIC
TOP LEVEL DOMAIN NAME SPACE OF THE INTERNET DOMAIN NAME SYSTEM (gTLD-MoU)
The Internet Community (1997)
Considering,
that the Internet Domain Name System (DNS) was designed
for locating machines on the Internet by mapping between human-friendly
mnemonic names and their underlying (IP) addresses;
that the DNS is an essential component of the Internet's
operational infrastructure and that for operational efficiency of the DNS
and protection of the interests of current and future users of the Internet
domain name space, DNS names need to be created, managed and administered
in a fair, stable, systematic and equitable method.
Conscious,
that the growth of the Internet has produced a requirement
for enhanced DNS assignment and management procedures;
that the management and administration of the DNS raises
significant public policy issues that include, inter alia, appropriate
and equitable allocation of global name resources, market supply and access
to DNS registration services, and intellectual property concerns;
that these issues require significant improvements to
the administration and management of the DNS.
Recognizing,
the unique characteristics of the Internet and the dynamics
of its rapid decision-making processes that have facilitated its development;
the responsibilities that the Internet Assigned Numbers
Authority (IANA), the Internet Society (ISOC), and other related Internet
administrative bodies, according to their respective roles and competencies,
have in creation and administration of the DNS;
that, at the initiative of the Internet Society, and at
the request of the Internet Assigned Numbers Authority (IANA), the International
Ad Hoc Committee (IAHC) was formed and tasked with developing recommendations
for enhancements to the administration and management of Internet Top Level
Domains.
Is of the view,
that there is a need to institute enhancements in the
management and administration of the DNS, particularly related to global
name resources, i.e., the generic Top Level Domain (gTLD) name space;
that the current and future Internet name space stakeholders
can benefit most from a self-regulatory and market-oriented approach to
gTLD name space registration services;
that this market-oriented approach to registration services
for the gTLD name space should also provide for a global distribution of
registrars;
that, for the gTLD name space, the most appropriate international
policy framework would be the establishment of a self-regulatory structure
under a voluntary Memorandum of Understanding (MoU);
that such a self-regulatory structure should be capable
of evolving over time to accommodate changed circumstances;
that both public and private sector entities should be
invited to voluntarily sign the MoU;
that the MoU provide for a policy oversight committee,
comprised of individuals who are recognized as collectively knowledgeable
and expert in the related issues, who shall provide the necessary public
policy oversight functions following practices and norms applying to those
serving a public trust function;
that the MoU have a formal mechanism for signatories,
drawn from the widest possible range of Internet stakeholders, to advise
the policy oversight committee on general policy matters relating to gTLDs
and the DNS;
that the inclusion of a broad range of policy input, however,
should not impede the ability of the self-governing structure to take timely
decisions, having respect for the dynamics of the rapid decision-making
processes that have facilitated Internet development;
that the Final Report of the International Ad Hoc Committee
(IAHC), dated February 4, 1997, contains reasonable recommendations toward
accomplishing these objectives.
Also recognizing,
that pursuant to the basic provisions of the Constitution
of the International Telecommunication Union (ITU), the roles and functions
of the ITU include:
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the maintenance and extension of international cooperation
between all Member States and Sector Members of the Union for the improvement
and rational use of telecommunications of all kinds;
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promotion of the development of technical facilities and
their most efficient operation with a view to improving the efficiency
of telecommunication services, increasing their usefulness and making them
so far as possible generally available to the public;
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promotion of the extension of the benefits of the new telecommunication
technologies to all the world's inhabitants.
Requests that the Secretary-General of the ITU,
circulate the gTLD-MoU to the relevant public and private
sector entities with an invitation to sign, if they so wish;
act as the Depository of the gTLD-MoU and publish periodically
an updated list of signatories;
facilitate further cooperation in the implementation of
the gTLD-MoU, and;
Strongly encourages,
MEMORANDUM OF UNDERSTANDING ON THE GENERIC TOP LEVEL DOMAIN
NAME SPACE OF THE INTERNET DOMAIN NAME SYSTEM (gTLD-MoU)
the Signatories to this Memorandum of Understanding ("gTLD-MoU")
hereby agree to voluntarily cooperate, according to their respective roles
and competencies, as follows.
The Signatories agree:
I. GENERAL
SECTION 1. - Definitions
the following definitions are used:
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"Domain Name System" ("DNS") means the Internet naming system
as defined in RFC 1591;
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"Top Level Domain" ("TLD") means the highest level of domain
name hierarchy as defined in RFC 1591;
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"Second Level Domain" ("SLD") means the level of domain names
immediately below the TLDs;
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"Generic Top Level Domains" ("gTLDs") means the TLDs ".com",
".org", ".net" as defined in RFC 1591, and those TLDs established in or
under the auspices of Signatories to this MoU;
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"Registry" means those roles and activities involved in the
administration of a TLD in the Domain Name System, and encompasses all
of the services needed for assignment and maintenance of that TLD and its
registrations;
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"Registrar" means the entity which is authorized to enter
and modify the Second Level Domain (SLD) data maintained by a Registry,
in response to requests by entities seeking to be assigned a SLD;
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"Council of Registrars" ("CORE") means the operational organization
composed of authorized Registrars for managing allocations under gTLDs;
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"CORE-gTLD" means any gTLD that is, at a given time, subject
to the provisions of this MoU;
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"CORE-MoU" is the Memorandum of Understanding which defines
CORE-gTLDs and policies under which CORE must operate;
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"Administrative Domain Name Challenge Panels" ("ACPs") means
the panels established under this MoU to entertain challenges by third
parties to the allocation of SLDs.
SECTION 2. - Principles
The following principles are adopted:
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the Internet Top Level Domain (TLD) name space is a public
resource and is subject to the public trust;
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any administration, use and/or evolution of the Internet
TLD space is a public policy issue and should be carried out in the interests
and service of the public;
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related public policy needs to balance and represent the
interests of the current and future stakeholders in the Internet name space;
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the current and future Internet name space stakeholders can
benefit most from a self-regulatory and market-oriented approach to Internet
domain name registration services;
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registration services for the gTLD name space should provide
for global distribution of registrars;
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a policy shall be implemented that a second-level domain
name in any of the CORE-gTLDs which is identical or closely similar to
an alphanumeric string that, for the purposes of this policy, is deemed
to be internationally known, and for which demonstrable intellectual property
rights exist, may be held or used only by, or with the authorization of,
the owner of such demonstrable intellectual property rights. Appropriate
consideration shall be given to possible use of such a second-level domain
name by a third party that, for the purposes of this policy, is deemed
to have sufficient rights.
II. SELF-REGULATORY FRAMEWORK
SECTION 3. - Bodies Relating To or Established Under this
MoU
The self-regulatory framework under this MoU shall consist
of:
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the Depository of the gTLD-MoU
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a gTLD Policy Advisory Body (PAB)
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a gTLD Policy Oversight Committee (POC)
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a Council of Registrars (CORE)
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Administrative Domain Name Challenge Panels (ACPs)
SECTION 4. - Depository
The Parties agree that the depository of this instrument
shall be the Secretary-General of the International Telecommunication Union
(ITU). The role of the Depository includes:
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circulation of this MoU to relevant public and private sector
entities representing a broad range of interests in the Internet gTLD name
space including, inter alia, relevant Internet-related organizations
and bodies, software publishers, operators and service providers, intergovernmental
organizations, governmental or regional agencies and authorities, non-governmental
organizations and manufacturers, with an invitation to sign, if they so
wish;
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to maintain and publish periodically an updated list of Signatories;
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to facilitate further cooperation in the implementation of
this MoU.
Signatories may sign at the invitation of the Depository
or the gTLD Policy Oversight Committee (see Section 6).
SECTION 5. - gTLD Policy Advisory Body (PAB)
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Signatories to this MoU may choose to voluntarily participate
in a gTLD Policy Advisory Body (PAB) that periodically meets either in
person or on-line.
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The role of the Policy Advisory Body is to make recommendations
to the Policy Oversight Committee (see Section 6) regarding general policy
matters relating to gTLDs and the DNS and to advise the Policy Oversight
Committee with respect to amendments to this MoU and the CORE-MoU.
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The PAB shall apply rough consensus modes for determining
its recommendations to the POC.
SECTION 6. - gTLD Policy Oversight Committee (POC)
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A committee will be established to conduct oversight of CORE
and CORE-gTLDs and to set policies for CORE and its Registrars consistent
with this MoU, to be comprised of individuals and experts who are recognized
as collectively knowledgeable and expert in the related issues in order
to provide the necessary policy oversight functions.
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This committee is the gTLD Policy Oversight Committee (POC)
and follows practices and norms applying to those serving a public trust
function.
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No decisions of the POC shall be made unless a quorum of
at least 67% of members are available or represented by proxy; decisions
of the POC shall require a majority of not less than 67% of the total votes
cast.
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The instrument used to conduct oversight of CORE and CORE-gTLDs
and to set policies consistent with this MoU is the CORE-MoU which is signed
by POC and all CORE-gTLD Registrars.
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POC defines the initial entry into force of the CORE-MoU
by signing the CORE-MoU and no amendments may take effect until signed
by POC.
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The POC shall consult the PAB and CORE in carrying out its
responsibilities.
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Members of the Policy Oversight Committee (POC) will be appointed
in the following numbers by each of the following groups and organizations;
appointees are not necessarily members of the appointing groups or organizations.
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Internet Assigned Numbers Authority (IANA) - 2
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Internet Society (ISOC) - 2
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Representative of the Depository of this MoU - 1
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Internet Architecture Board (IAB) - 2
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Council of Registrars (CORE) - 2
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International Telecommunication Union (ITU) - 1
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World Intellectual Property Organization (WIPO) - 1
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International Trademark Association (INTA) - 1
Pending the creation of CORE, an interim Policy Oversight
Committee (iPOC) shall consist of the regular (non ex-officio) members
of the International Ad Hoc Committee (IAHC) which have been appointed
by IANA, ISOC, IAB, ITU, WIPO and INTA. The iPOC shall dissolve when CORE
appoints its representatives at its first plenary meeting at which time
the groups and organizations listed above are invited to appoint their
representatives.
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The regular term of membership in the Policy Oversight Committee
shall be three years, provided, however, that the initial terms of membership
will be as follows so as to achieve staggered terms:
1 year initial term - CORE, IAB, IANA, ISOC (one representative
of each)
2 year initial term - Representative of the MoU Depository,
ITU, WIPO, INTA
3 year initial term - CORE, IAB, IANA, ISOC (one representative
of each)
The above groups or organizations which have two representatives
shall determine which of their representatives shall be appointed for which
(1 year or 3 year) term of office. In addition, each group or organization
shall endeavor to appoint its representative(s) with an intent to achieving
equitable geographical distribution.
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The Policy Oversight Committee shall coordinate with the
CORE Executive Committee to ensure the enforcement of the requirement that
each Registrar operate in all respects consistently with the requirements
of this MoU and the CORE-MoU.
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The Policy Oversight Committee may from time to time:
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change the number of gTLDs and approve names of new gTLDs;
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change the number of Registrars, provided that appropriate
global geographic distribution of Registrars shall be preserved;
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establish new terms and conditions for applications by entities
desiring to become Registrars, including, among others, provisions for
CORE to establish and collect fees for its registration and any other services
it may perform in such amounts as it may from time to time determine;
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recommend, to the PAB, amendments to this MoU, including
but not limited to, changes in the composition of the Policy Oversight
Committee;
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following consultation with the PAB and CORE, remove Registrars
who do not operate consistently with the requirements of this MoU and the
CORE-MoU.
SECTION 7. - CORE
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An operational organization composed of recognized Registrars
for managing allocations under gTLDs shall be established under the name
"Council of Registrars" ("CORE").
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CORE will be established under the laws of Switzerland as
a Swiss Association governed by Articles 60 - 79 of the Swiss Civil Code.
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In order to act as a Registrar as defined by this MoU and
have access to CORE-gTLDs, Registrars must be signatories to the CORE-MoU
and be a member of CORE.
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CORE shall establish and enforce requirements that each Registrar
operate in all respects consistently with the provisions of this MoU, the
CORE-MoU and decisions of the Policy Oversight Committee.
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Each CORE-gTLD Registrar may assign second level domains
(SLDs) in any gTLD, described or created under the provisions of this MoU
and the CORE-MoU, on a fair-use, first-come, first-served basis.
SECTION 8 - Administrative Domain Name Challenge Panels
(ACPs)
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Administrative Domain Name Challenge Panels (ACPs) will be
established to administer the policy stated in Section 2(f).
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The procedures for creating the panels and for bringing challenges
before the panels shall be defined in the CORE-MoU; in particular, the
CORE-MoU shall stipulate that Registrars shall be obligated to honor all
decisions of ACPs. The procedures for creating the panels and for bringing
challenges before the panels shall be administered by the World Intellectual
Property Organization (WIPO) Arbitration and Mediation Center (Geneva,
Switzerland). WIPO staff shall not be members of any panel.
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No decision of an ACP shall inhibit, affect or prevent the
power of the appropriate national or regional courts to hear cases interpreting
and enforcing intellectual property rights that fall within their jurisdiction.
Likewise, nothing in this Section shall prevent any party, at any time,
from bringing any case before such national or regional courts that could
otherwise be brought, nor from initiating arbitration or mediation procedures
that are otherwise available.
III. STRUCTURE OF THE gTLD-DNS
SECTION 9. - gTLDs
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Effective upon the entry into force of this MoU, an additional
set of gTLDs beyond the extant ".com", ".org" and ".net" gTLDs in the DNS
shall be created by the iPOC [see Section 6(g)] and administered within
the provisions of this MoU and the CORE-MoU.
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If, in consultation with the PAB and CORE, the POC should
later determine, that the interests of the users of the Internet would
be best served by the creation of additional gTLDs within the DNS, beyond
those created in (a) above, each additional gTLD, if any, shall be created
and administered within the provisions of this MoU and the CORE-MoU. Each
additional gTLD created shall consist of a three or greater character alphanumeric
identifier.
SECTION 10. - TLDs Not Subject to the Provisions of this
MoU
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Pending the expiration or appropriate amendment of the Cooperative
Agreement under which the ".com", ".org" and ".net" gTLDs are presently
administered, the ".com", ".org" and ".net" gTLDs shall not be subject
to the provisions of this MoU.
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Likewise, until the ".com", ".org" and ".net" gTLDs are subject
to the provisions of this MoU, the registrar which administers those gTLDs
shall not be considered to be a gTLD Registrar for the purposes of this
MoU.
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The two-character top level domain name space within the
DNS, which is reserved for ISO 3166 country codes under existing accepted
Internet RFCs, shall not be subject to the provisions of this MoU.
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All other top level domain names which are not explicitly
included in the set of "generic" top level domains are not subject to the
provisions of this MoU.
IV. ADMINISTRATIVE PROVISIONS
SECTION 11. - General Provisions and Review
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Signatories to this MoU shall include, in any event, the
Internet Society (ISOC), Reston, Virginia, U.S.A., and the Internet Assigned
Numbers Authority (IANA), Marina del Rey, California, U.S.A.
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This MoU shall enter into force from the date that it has
been signed by both the Internet Assigned Numbers Authority (IANA) and
the Internet Society (ISOC).
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The Signatories agree to periodically review the results
and consequences of their cooperation under this MoU and, when appropriate,
consider the need for improvements in their cooperation, and make suitable
proposals for modifying and updating the arrangements, and the scope of
this MoU to the Policy Oversight Committee, through the Policy Advisory
Body.
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Amendments to this MoU shall be initiated by the Policy Oversight
Committee, after consultation with the PAB and CORE.
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No amendment to this MoU shall enter into force until it
has been signed by both the Internet Assigned Numbers Authority and the
Internet Society, and any such amendment shall enter into force on the
date that it has been so signed.
V. SIGNATURES
Please complete and fax to +41 22 730 5337, gTLD-MoU, International
Telecommunication Union, Place des Nations, 1211 Geneva 20, Switzerland.
Name of entity:
Full name and title of person signing:
Signed at (your location):
Date:
Signature:
Name of entity:
Address line 1:
Address line 2:
Address line 3:
Address line 4:
Address line 5:
Telephone:
FAX:
email contact address for this signatory:
WWW address of entity:
You will be listed (entity name only - no personal contact
information) among signatories and intended signatories at <http://www.itu.int/net-itu/gtld-mou/signat.htm>
If desired, please supply the location of an appropriate
company/entity graphics logo in GIF file format or mail it to gtld-mou@itu.int.
The graphic should be no larger than 220 x 150 pixels and will be linked
to the World Wide Web address listed above.
Do you wish to participate in the activities of the gTLD-MoU
Policy Advisory Body (PAB)?
Yes/No
If yes, please supply the complete contact information
for PAB activities:
Name:
Address line 1:
Address line 2:
Address line 3:
Address line 4:
Address line 5:
Telephone:
FAX:
email contact address(es):
Please fax to +41 22 730 5337, gTLD-MoU, International
Telecommunication Union, Place des Nations, 1211 Geneva 20, Switzerland.